The Family As a Small Society
by Elise Boulding
Second Annual E. F. Schumacher Lectures
October 1982, Cathedral Saint John the Divine, New York City
Edited by Hildegarde Hannum
©Copyright 1999 by the E. F. Schumacher Society and Elise Boulding
May be purchased in pamphlet form from the E. F. Schumacher Society, 140 Jug End Road,Great Barrington, MA 01230, (413) 528-1737, www.smallisbeautiful.org/publications.html.
Our major challenge as human beings in the ninth decade of the twentieth century is toovercome widespread feelings of helplessness and despair over our apparent inability tohave any effect on the social processes that grind on around us. We approach the secondmillennium of the Christian era overwhelmed with problems of scale and complexity, unsureof the survival of the species itself.
My answer to that challenge is to call attention to the oldest of human groupings, thefamilial group; archaeologists have identified household sites for homo erectus andmulier erectus from two million years ago and more in the Rift Valley ofAfrica. As an entity, the familial group has met catastrophe after catastrophe over manythousands of yearsincluding the social catastrophes of the rise and fall ofcivilizationschanging form, structure, and habitat many times with a uniquecombination of inventiveness, courage, and caring. By focusing on the familial householdand calling it a small society, I am separating out the issues of complexity and of scale.Schumacher said small is beautiful, but it would not be correct to say small is simple.Our own bodies are in some ways as complex as the universe itself. We are not likely everto understand fully the functioning of the thousands of microsystems that maintain ourbody as a living organism, yet most of the time we can keep it in good working conditionand get it to do the things we want it to do. Only in the most exceptional cases ofmalfunction do we throw up our hands and say, "I am helpless; I can't make my bodywork." We have found a way to live intimately and effectively with our highly complexbody system.
Complexity of an unimaginable order also characterizes the households we live in. Thepeople who make up that familial household may present the pattern ofhusband/wife/children, single parent/ children, lesbian or gay couple with/withoutchildren, a small group of unrelated people who live communally, or the one-personhousehold with its special extramural support system. Whatever the pattern, therelationships and interactions of that micro social system are so complex that I as afamily sociologist could never fully capture and record that complexity. In my terminologythese entities are all families. I use the term familial household to emphasize the factthat people who live together in households, whatever the arrangements, are in a familialrelationship to one another. One reason the complexity is unrecordable is that each memberof a household is growing and changing every minute. Each day each member has her ownunique growth tasks and her own unique experiences in the world outside, returning to thehousehold a different person in the evening than she was in the morning. Because familymembers live at close quarters and must share limited resources, including space and time,there has to be a continual negotiation process between each member and every other, acontinual checking out of changed circumstances and preferences.
We all have in our heads very complex maps of our familial households. If we fail toupdate them daily, we run into problems. Much family conflict stems from out-of-datemental maps. If we are members of a recombined household, then we hold an even morecomplex map in our heads, including former spouses, children no longer living in ourhousehold, and so on.
While the complexity of the family is of a high order, the scale is manageable.It is one we are comfortable with. We call it the "human scale." In the familysetting, we immediately get feedback about whether our actions are producing the resultswe intend. We get smiles, frowns, or shrugs; we get a hundred clues as to "how we aredoing." The possibility of immediate feedback from one's actions characterizes allprimary, or face-to-face, groups. It is what makes them so important to our existence associal beings; however, the familial household is a very special form of the primary groupbecause in the long run it is one in which we spend the most time. We can manage thecomplexities of social interaction on the human scale because we get a constant stream ofmessages about the consequences of our acts. We can dare to experiment, try out newskills, new roles, knowing that we will soon find out if our experiment has worked. Ourfamily will tell us if we are making fools of ourselves!
I propose, therefore, that we use our experience of the family as a metaphor forsociety itself, thus giving us a handle on the problem of scale. If we want to make themetaphor a more sophisticated one, we can say that the family is a reflecting mirror forsociety, showing in microcosm the customs, mores, structures, institutions, and values ofthat larger society. Metaphors, however, are dangerous if carelessly used. The family isnot just a mirror, for it has its own independent life. It is not a microcosm, a miniatureof society, for new structures and roles with emergent properties appear at other systemlevels as greater numbers of actors are involved.
There is, nevertheless, a sound underlying assumption behind the metaphor "thefamily is a society"one which comes from general systems theory. The assumptionis that there are general principles at work in all systems of social interactionregardless of scale. There are, for example, conflict processes which drive people apart,and there are integrative processes which draw people together. This is true in the familyand it is true in the international system. A general systems approach helps us choosewhat information to ignore in trying to understand complex phenomena. As Kenneth Bouldinglikes to say, all learning comes through the orderly loss of information. By using thefamily as a metaphor for society, we get clues as to what information to throw away inorder to understand the functioning of large-scale social systems. At the same time theconcept of human scale is introduced as a criterion for judging the functioning of alarge-scale system. If a given technology facilitates a social arrangement that helpshumans to live joyfully and to handle sorrow and pain without being psychically destroyed,then it is, in Schumacher's terms, an appropriate technology. Schumacher's great gift tous in his "small is beautiful" concept is the recovery of human scale, of humanfeelings of self-efficacy, well-being, and joyfulness as primary social values. This makespossible the development of new ways of testing social and physical technologies.
We will begin exploring the family metaphor by seeing how the household functions as asmall societyshaping people, culture, social values, and physical products.
The Household as a Small Society
The household as a society has population, resources, culture, technology, boundaries,and environment. Its form of political organization may be patriarchal, matriarchal, oregalitarian. Decisions about allocation of scarce resources are only as participatory asits political organization allows. It may be a subsistence economy or may be linked to ahigh-tech industrial or postindustrial information economy involving daily export ofpeople and daily import of information, money, and goods. There may be a highlydifferentiated division of labor between ages and sexes or a low differentiation andsharing of tasks inside the home or job-sharing outside the home. Food, money, clothes,and possessions are generally shared among members, though not necessarily equally. Mostmembers provide some form of health care to other members as needed over time, with womenand children being the chief care-givers. Listening and counseling services are availablewith varying frequency. Play and recreation activities are conducted partly in the home,
partly outside.
Civic activities by members are directed to the maintenance of a community environmentcomfortable for the household. Every one of these activities requires skill in negotiationand sharing. Since the members of this society live at close quarters, the constantrequirements for negotiation would be infuriating if there were not something calledaffection to hold the society together. In the negotiation process, authority and powergive some members more weight than others. The American ideal of familial power relationsis slowly moving from a patriarchal to an egalitarian model, but the ideal is more oftenhonored in the breach than the observance. Lesbian and gay households have a particularrole to play in helping our society to develop familial egalitarianism, since there is noobvious authority figure in such households. Lesbian and gay relationships tend to be morefine-tuned in regard to decision-making and sharing of responsibility than mostmale-female relationships
That fine-tuning is hard work in any family even when there is a lot of affectionpresent. The truth is that the familial society is not very successful at carrying out itstasks. We all carry a load of resentment from childhood, resentment both toward parentsand toward siblings for burdens they have put upon us in the past. In live-togetherhouseholds, resentments accumulate as much as in contractual and kin households. There aretimes when we intensely dislike our families. If conflicts become acute, households breakup. We must be honest about the fact that the family as an exemplar of loving and caringamong humans is frequently a fiction. Yet the fiction is an important one because, likeall fiction, it tells a story. The story is one of longing to be "at home" inour own special place, accepted by our own special people. It is both a longing forrelationship and a longing to arrange our environment and have it stay the way we want itto be. A house and a garden may be a one-room apartment and a flower pot, but wehave arranged it. Relationships cannot be so easily arranged, yet the need forrelationship is even stronger than the need for place. In our feelings for those close tous we swing between love tinged with awe and an impatient desire to have the other fitinto our program, meet our needs. Because both feelings are intense, we must learn to walkthe narrow ridge Buber speaks of between I-thou relationships and I-it relationships withthose we love. Sometimes it is enough for the beloved other simply to be. Other times weneed them in very specific ways; they become instruments of our survival.
Failures in relationships are failures to walk the narrow ridge. That it is hard to dois no reason not to try, no argument against families. As humans we really do not have anychoice in the matter. Humans thrive only in primary living groups; they cannot besuccessfully reared in communal nurseries or kept perpetually in dormitories. Thereappearance of familial groupings in the Israeli kibbutzim is one among many indicationsof the need for the intimate group. The problematics of familial relations onlyserve to underline the basic fact that it is hard to grow up human. The household is theliving-learning experiment in which the skills of human relationship may be learned. It isalso the experiment in which one learns to occupy, arrange, and adapt to one'senvironment, including nature. The home terrain represents the human scale in its basicform. It is also the place for dreaming about human purposes and ultimate meanings.
It is of great comfort to me, when I get discouraged about the state of humanity, torealize that every civilizational tradition, no matter how warlike or materialistic itshistory, contains in its literary records imagery concerning a Good Place. The Good Placeis a public space, often a garden or green meadow, where people have laid aside theirweapons and live together in peacefeasting, playing, talking philosophy, andreciting poetry. The Greeks knew it, the battle-happy warriors of Northern Europe knew it,the desert Bedouin knew it. We have an enduring capacity that has persisted over time tovisualize humans as better than we experience ourselves to be and the social order as moreharmonious than we observe it to be. In every age we also find hardy spiritual adventurerswho respond to the vision by trying to reshape their lives and their society.
Sometimes those spiritual adventurers are loners, but more often they arefamily-identified. The exodus of Christians from the cities of the Roman Empire to foundnew communities in the Egyptian and Syrian deserts in the third to fifth centuries of theChristian era is a record of family enterprises: brother-sister, parent-child,husband-wife, with brother-sister teams predominating. A Benedictine monastery is as mucha family as husband/wife/children are a family, and the Rule of St. Benedict explicitlyposits the familial character of the individual houses of the Order.
We hear a good deal of talk about social transformation in these times. There are thosewho expect us simply "to evolve" into higher-order beings or who think we havealready evolved and no one has noticed. The spiritual visionaries who have preceded us,however, have always pointed out that a great deal of hard work is involved. TheBenedictines have been working at it for centuries. The familial household is a placewhere the work of becoming can begin. Every newly formed household can be seen as a colonyof heaven, where the work of forming new persons is undertaken.
The household is also where the work of forming a new society begins. The Anabaptisttradition in Europe, out of which Methodism and the dissenting sects of Quakerism and theother historic peace churches came, has its roots deep in the Middle Ages in familialsubcultures such as the Family of Love and the Brethren of the Common Life. Then as now,the children of these subcultures learned to accept revilement and prison for theirbeliefs as a badge of honor. The twentieth-century peace movements of the West represent apronounced continuity with those older familial subcultures, including Hasidic, Catholic,and Greek Orthodox, as well as Anabaptist subcultures of nonviolence. Values and skillsappropriate to the nonviolent resolution of conflict at every level from familial tointernational have been transmitted in family subcultures from generation to generation.Even today, some of the best materials for teaching children to handle social conflictnonviolently come from such groups: the Children's Creative Response to Conflict Programwas started in the 1960s by the New York Yearly Meeting of the Society of Friends; withinthe Catholic Church there is the National Parenting for Peace and Justice Network.
The antiwar movement of the 1960s seemed antifamilistic, but further research suggestsfar more continuity in family values than at first appeared. The parents of the antiwargeneration were more often than not survivors of the quietism of the 1950s who kept theirdissenting values intact. Many peace demonstrations in the 1960s were in fact familydemonstrations. Women Strike for Peace was a familial movement based on a concern forchildren; grandmothers, mothers, and children demonstrated together. This familialcharacter of peace demonstrations continued right through the violence of the 1970s and isstill evident in the demonstrations of the 1980s.
The contemporary environmental movement is at least as familistic as the peacemovement. This has to do with the fact that the family system is the only social system inwhich resource limitations and consequences of different types of resource utilizationprovide immediate feedback to the behaving social unit. Recycling and energy conservationrepresent a series of tangible acts with consequences for a household. The psychologicalsatisfactions of positive outcomes of conservation strategies for a family have encouragedpeople to apply what they have learned in household and neighborhood to larger socialissues. Though the systems involved are more complex and the consequences more diffuse,nevertheless environmentalists are probably among the most successful activists we havetoday, suggesting that household-level insights are relevant for larger-scale problems.
Experience tells us that the family is indeed a workshop in which solutions to socialproblems can be tried out and that historically family subcultures developed socialinterests that extended far beyond their personal well-being.
What Households-as-Societies Do
Now we will look at the particular activities in the household society that may beimportant to the development of a healthy localism in the larger society.
Recovery of the Joy of Work
The leisure society with its emphasis on labor-saving has misled people into thinkingthat work is a necessary evil and not to be enjoyed. One avenue to the recovery of the joyof work lies in the household, since much activity there is of necessity labor intensiveand is done with the hands. It has long been noted that ruralfamilies, although they work harder for longer hours than urban families, are moresatisfied with their way of life and report themselves as happier than their urbanbrothers and sisters. In a recent series of observations of farm families in Vermont,Colorado, and Oklahoma published in Sociology of Work and Occupations in August1980, I confirmed the very deep pleasure which farm families take in their farm life.
The children begin chores at the age of four; the wife works as a partner with herhusband; and the fact that everyone works together is usually cited as one of the thingsliked best about farm life. Seeing the fruits of their labors growing under their eyes isanother primary source of satisfaction. Urban families seeking that same experience areincreasingly finding places to grow food in the city, and home gardening is on theincrease everywhere. Prisons and mental hospitals use garden plots as therapy. Local foodproduction by household units seems both therapeutic and economic; many associated craftskills are picked up in the process by the family.
The reversal of the historic rural-urban migration in the past decade, with a netpopulation outflow back to villages and open country, suggests that this discovery of thejoy of physical labor is being acted on in very concrete ways. Redividing domestic tasksamong all household members as women become an accepted part of the permanent labor forcerather than pinmoney part-timers provides more opportunity for men and children todiscover the satisfactions of household crafts. The "I hate housework" sentimentthat fueled the women's movement now needs rephrasing into "we like to work asa household team".
The more skilled the labor, the more the pleasure; this brings sewing, carpentry, andother crafts to the center of attention again. In Home, Inc.: The Hidden Wealth andPower of the American Household Scott Burns predicts that there will be a shift towardhome production of everything that can possibly be produced in the homefor botheconomic and lifestyle reasons. From my own observations in rural areas and small towns,children gravitate to oldsters who are willing to take time to teach craft andmachine-tools skills, just because they like knowing how to do things. Children who knowonly how to work computers have a very narrow range of skills.
Learning as a Family Enterprise
In Japan in the early sixties I discovered that Japanese women were among the besteducated in the world because they supervised the studies of their sons (and sometimesdaughters) right through college and graduate school, studying ahead so they could testtheir children. Education was a family enterprise! The tendency on the part of Americanparents to turn all education over to the schools is now reversing itself, with increasingnumbers of parents either keeping their children at home to teach them there or becominginvolved in school learning programs. The dissatisfaction with what schools are doing withour children generalizes to a dissatisfaction with how growing-up time is spent in and
outside the home. Parents sometimes have very hard choices to make between family time andworking-outside-the-home time, but at least now the use of alternative time and its valueare being carefully considered. Community-sponsored workshops on how to learn as a family,how to play as a family, how to solve conflicts as a family are giving support to a newtrend to value time spent with one's family group and to be more involved as a family inone another's social, intellectual, and spiritual maturation.
Self-initiated learning at home by family members has been greatly underestimated. AlanTough's research (published in Toronto in 1979 by the Institute for Studies in Educationas The Adult's Learning Projects] on self-initiated learning, which he defines aslearning organized by the learner without signing up for a conventionally taught class orworkshop, indicates that the average person, whether young or old, spends approximatelytwo hundred hours each year on some self-organized learning project (learning to sew,learning a new language, learning to play the guitar, etc.). Probably more learning goeson at home than in any other place where we spend time.
Health and Welfare Self-Help
Home doctoring by parents and siblings as well as nursing care for the sick weretraditionally 99% family activities, with doctors on hand chiefly for emergencies. Theshift in the 1950s and 1960s to doctor-dependency for the middle class has now shiftedback to more self-help, this time in the context of availability of workshops and healthcenters and publications offering education in nutrition and health care to make familiesmore knowledgeable about staying healthy.
Communication-skills workshops for parents and teenagers and for husbands and wives toenable them to handle their own problems are replacing dependency on longterm professionalcounseling. The encounter movement is one of the most remarkable of these self-helpmovements, having spread from coast to coast in the United States in a fifteen-year periodwith no professional or administrative staff whatsoever, simply on the basis of theprinciple that couples who have experienced an encounter weekend help organize a similarweekend for others in their community. This movement has learned to tap the love thatmarried partners feel for each other but have forgotten how to express. By disentanglingthemselves from the human services bureaucracies, families are taking back their ownhouseholds and recreating their own lives on a human scale.
One mutual aid system has always operated outside of the human services bureaucraciesand continues to do so: the extended family. Relatives in separate householdslivingnearby or even far awayhave always been part of the family health-care system intimes of serious illness. Financial emergencies have also been handled within the extendedfamily to a significant degree through intrafamilial grants of money. This critical
life-support system is almost completely invisible to the public eye.
Children, even quite young children, have been more important in helping to meet family
crises then is recognized by professionals or parents. In Research in the Interweave of
Social Roles, an exploratory study published in 1980, I could not find a single
college-age student who did not remember instances of having helped a parent through a
serious crisisillness, bereavement, unemployment, alcoholism, spouse
abusesometimes at a very early age (four or five years old).
The rural-to-urban migrations that accompanied the industrialization process in the
United States were more than migrations from country to city. They were migrations from
relatively self-sufficient households, where all family members shared in productive labor
and the teaching of necessary skills to younger members, to areas lacking in the materials
for self-help. Family crises in the countryside were generally met by family and
extended-family self-help. In the city there was more apt to be dependency on the helping
professions. This varied by class, however: the urban working poor were more apt to
continue extended-family self-help in the city than the middle class. Middle-class decline
in self-help and dependency on the helping professions were striking by mid-century. The
reversal of the rural-to-urban trend and the rise in self-help activities in the middle
class are suggestive of a possible change in middle-class consciousness, however slight
the indications may be at present.
The rise in self-help activities does seem to reflect a rejection of earlier feelings
of helplessness. Buffeted by the larger social system over which they have no control,
families are beginning to take hold of their lives at that system level at which they can
have controlin their own households. This could be seen as a retreat from complexity
or as a potential launching pad for further social-change activity. We will explore a
particular example of household activity as it contributes to social change at the local
level.
Households as Reshapers of Community Environments
My perspective on the household as an active source of social change rather than an
expiring victim of modernization is in part due to several years of observations of
household behavior in boomtown settings in the Colorado Rockies (published in 1980 in a
book I co-authored, Women and the Social Costs of Economic Development). The energy
boomtown far from urban areas, usually located in a fragile mountain ecosystem, is one of
the least desirable places to live for families accustomed to the amenities of suburbia.
The newcomer family finds nothing right. The housing is too small, too expensive, the
streets too dirty, the schools too crowded, too outdated, store goods outrageously priced.
There is nowhere to go except bars, nothing to do except drink. People aren't friendly. No
wonder divorce, suicide, alcoholism, and crime rates go up in boomtowns. If newcomer
families can develop active community roles under such conditions, they can hardly be
accused of a retreat to privacy.
The first task of the newcomer family is to build itself a series of supports to keep
psychically afloat in the new community. Adult males have instantaneous help from the
workplace. School children have a harder time, needing to find a niche in a potentially
hostile school environment. (New kids are seen as adding to overcrowding, as competing for
places on athletic teams.) Wives have the hardest time of all. For survival they keep
grounded in the town left behind through extensive use of the phone and the mails, while
exploring the new town and grasping at the meager social contacts initially available.
Family members go through a series of stages in the community bonding process. Every step
of the way may be discussed over the family dinner table. Children advise parents, parents
advise children. Collective family wisdom is very important. Churches, social groups,
hobby clubs, civic organizations, mutual aid groups of various kinds are tested out and
either discarded or joined. For some families the whole process is handled in six months;
for others it may take a couple of years.
At some point the family in its process of adaptation becomes inventive. In the first
wave of Colorado boomtowns in the 1880s families literally faced nothingness and had to
create every amenity from scratchhome, newspaper, school, church, store. The
inventions were all family enterprises, and even today the stores on Main Street of those
old boomtowns (now going through a second or third energy boom) reflect the whole-family
character of the enterprises in their early days. Grandparents and young couples and
school age children all wait on customers together.
The newcomer families I observed between 1977 and 1981 became active in two kinds of
social inventions in response to the relative cultural bareness of their new environment
compared to the more urban area they had left behind. Both types of activity involved
whole family participation. One was literally the construction of new facilities and new
organizations locally: remodeling an old barn to become a cultural center housing local
art exhibits and a concert series; building or raising funds for new parks, recreation
facilities, swimming pools, etc.; starting a craft center or craft clubs; organizing new
athletic teams; starting a community counseling service clinic or hospital.
The other type of social invention was the creation of communication and transportation
networks to bring community residents, particularly children, to major cultural
opportunities at the nearest urban center two to three hours' drive away and to bring
special art, music, and dance teachers to the community to "give lessons".
Medical and other special services were also made available through the same kind of
transportation networking. These communication and transportation networks were very
complex, sometimes involving hundreds of people, and took a lot of entrepreneurial time to
organize. Tasks in the network were taken on by family units, with men as fully involved
as women. This kind of networking often led newcomers to the state agricultural extension
service, which usually has active programs in boomtown areas. As newcomer families from
urban areas became involved in the whole-family-style activities of the 4-H clubs, where
fathers and mothers go along to their children's 4-H skill-training sessions, their mental
horizons began extending to the rural environs of the boomtown. The newcomers also
discovered state-wide activity networks through such experiences. For long-term
environmental planning this extension of horizons through whole-family activities builds
an infrastructure of concerned households who will make their views felt at local and
national levels.
Whole-family involvement in community activities makes possible a holistic view of
community needs and lengthens the time horizon of immediate concern. The family asks: What
will it be like here for our children, now preschoolers, by the time they are in high
school? Will this be a good place to live?
Not every newcomer family was able to engage in the kinds of activities I have
described. Some retreated into apathy, some just gave up and left. But it is important to
know that some families could become active community shapers under difficult and
stressful conditions.
Problems of Scale: Giantism and Localism
The point has been made that the family is a highly complex small-scale system that
offers its members the opportunity to act effectively within the household and the local
community. Can the localist skills the family develops be useful in larger-scale systems?
More importantly, can the values of human scale be protected as individual humans move
into larger-scale tasks? Before answering these questions I would like to offer some
reflections on the context within which the family interacts with the larger world. The
contradictory trends of giantism and localism and of contrasting types of localism make
the family/world interface a very complex one.
It is ironic that the feverish corporate mergers into megacorporations and the
continued expansion of already dinosaurian military defense systems constitute a ballet
danced to the music of a new localism. The 1977 Stanford Research Institute report
"Limits to the Management of Large Complex Systems" in Assessment of Future
National and International Problem Areas offers one melodic line, President Reagan's
New Federalism another, the electronic cottage-as-workplace movement a third, and the
Schumacher Society itself a fourth. In other words, very diverse sets of voices are
calling for an end to hierarchy, bureaucracy, and large-scale organizations as
inappropriate to the needs of the new age. Most of the voices for localism, however, call
for a high-technology approach that leaves the individual as dependent on the highly
specialized skills of others as before, the difference being that the skills are now
available via home computer. In his book Megatrends John Naisbitt predicts that
people will increasingly compensate for their dependence on machines by spending more time
in consumer-focused public spaces. He calls this high tech/high touch: "The more
technology we introduce into society, the more people will aggregate, will want to be with
other people: movies, rock concerts, shopping. Shopping malls, for example, are now the
third most frequented space in our lives, following home and workplace."
The yearning of people for people is real and should be acknowledged with seriousness
and respect. But the kind of localism Naisbitt describes strikes me as the localism of
sheep huddling together. Yet Naisbitt also emphasizes the development of self-help skills
and local political initiative through the use of locally available high-tech resources.
Implicit but undiscussed in his study are the contradictions between consumerism and
localism in the Schumacher sense. Consumerist localism is decentralized distribution of
the products of a tightly meshed set of production systems that operate by networking
instead of by hierarchical administration.
It is a far cry from the localism of "Buddhist economics," as described by
Schumacher in Small Is Beautiful, which emphasizes production from local resources
for local needs, aiming at the maximum of well-being with the minimum of consumption and
based on a conception of work as a means of purification of human character. It is also a
far cry from the localism of the concept of the family as a small society, which calls for
an authenticity and depth of relationships between family members and between family and
community that cannot be achieved in shopping malls and at rock concerts.
This more grounded localism is another distinct, if faint, voice in the localist
chorus. It is the purpose of the Schumacher Society to help make that voice louder. There
are men and women everywhere who long for this kind of localism, and there are books (such
as Voluntary Simplicity by Duane Elgin and The Aquarian Conspiracy by
Marilyn Ferguson) that describe their longings.
Two serious problems confront us in working for an authentic and grounded localism. One
is to understand high-tech localists and find ways to work with them without losing sight
of deep value differences. The other is to understand and deal with the stranglehold that
giantism has on our society, even as new localist trends are developing.
Giantism is a complex phenomenon, with roots in the concept of the modern nation-state
as a democratic institution requiring the replacement of an elite military force with mass
people's armies to defend the nation. It happens that these enlarged military forces were
the first social entities to develop the skills of large-scale movement of people and
materiel. Armies had to develop these skills in order to carry out the functions assigned
to them by governments. Increasingly, governments came to rely on armies for large-scale
operations of any kind. Soldiers were the scale specialists who could do mass evacuations,
mass feedings, mass anything. The civilian sector never developed comparable skills, so
the expertise stayed in the military. Because that expertise became more and more needed
for planning as governments grew more complex, military personnel shifted from the
category of resources on call to the status of co-planners and policy makers. This shift
took place in the United States in the mid-fifties.
This explains in very oversimplified terms how foreign policy has come to be thought of
more in terms of military rather than diplomatic action in present national-security
thinking. Military action must be centrally planned and carried out in secrecy, which
means that organizational innovations involving localism and networking can be applied
only to a limited extent. Today each modern industrial state is pinned under the burden of
a large centrally planned and hierarchically organized military force in an era when
social problems call for local initiative and nonhierarchical information flows.
Burdensome and inefficient as the defense systems are and irrelevant to the difficult
political conflicts they are supposed to deal with, it will nevertheless take very
substantial and prolonged local initiatives to "transarm" nation-state systems.
Gene Sharp's concept of transarmament is an ingenious device for a complete reconstitution
of defense systems without evoking the terror of helplessness that the term
"disarmament" evokes.
Unfortunately, automation of military systems has made it possible to handle very great
complexities centrallyalbeit badly. Security systems on a human scale will come
about only when high skill levels have been achieved in the productive management of
conflict between individuals and groups, from the local community to the international
community. If localism does not develop such skills, it cannot "save" us.
The Gigantic and the Global versus the Planetary
Oddly enough, neither the megacorporation nor the giant military machine is global in
the planetary sense of being rooted in the community of earth. The gigantic belongs to the
systems of power that serve institutions and not human beings. The planetary refers to the
sum total of human beings in their households and face-to-face groupings and more complex
social networks across the planet. Another term for the planetary might be the
sociosphere, the web of human connections which enfolds the globe. We must reclaim the
word global from the institutions of corporate and military power, give it back its
planetary meaning, and return it to the networks that operate on a human scale. Four
thousand or more transnational networks linking households already span the globe through
the mechanism of transnational nongovernmental organizations (NGOs) formed over the past
hundred years in many areas of human interest and concerneconomic, political,
cultural, and religious.
Every single transnational networkwhether it has to do with poetry, organic
gardening, parenting, conflict resolution skills, religious faith, or the conditions of
human laborultimately links households. People in their wholeness as men and
women, as members of caring households, reach out to others in their wholeness,
whom they will never see, and affirm a common goal, a common fate. In my global systems
class at Dartmouth I have each student identify all the transnational NGO memberships
represented in their family through their own activities and the activities of their
parents, siblings, uncles, aunts, perhaps grandparents. (These usually are Scouts, church
organizations, professional associations, and hobby organizations among others.) They then
study the purposes of each NGO and its distribution of national sections across the planet
and then map that distribution. I tell them to keep their maps, because in every country
containing an NGO in which one of their family is involved there are a number of
households where they will be welcome, as a part of the same community of concern. This is
planetary localism.
The NGOs, like familial households, have hardly begun to realize their potential for
human growth and development. They still need a great deal of effort poured into them.
They particularly need more cultivation of the vision that brought them into being, so
their members can remember the high purposes which could guide their lives. In workshops
designed to help people image a future world without weapons, the NGO theme emerges again
and again, although people do not use that terminology. Once people start imaging how a
world would function without military security systems, they immediately start thinking of
how to connect local households and local communities with one another around the globe.
The nation-state seems of little relevance when the focus is on fostering human
peaceableness and joy.
Rather than bewail the human weaknesses and socio-economic and political constraints
assailing the potential for human betterment that lie in the familial households, I would
prefer to celebrate the potential itself. In the household we have a place to stand, a
place to work at being human, to work at humanizing the planet, a place where love can
break in. It is a place where we can function right now, just as we are, with what we know
at this moment. We need no grants or subsidies, need change no law, to pursue the work of
humanization. Perhaps we will discover, as Schumacher did, that we are not alone, that the
planet is God's household, and that the work of becoming more human is the work of opening
to God's presence our every movement as we walk the earth.
Elise Boulding is Professor Emerita of Sociology, retired from Dartmouth College. She
was formerly Director of the Institute for Behavioral Sciences at the University of
Colorado and is the author of The Underside of History: A View of Women through Timethe
story of the role of women in the shaping of history. Her work with the United Nations has
given her a special concern for the situation of women and families in the Third World.